Protective Capacity Hallucination: When Large Language Models Claim Nonexistent Capabilities

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Chinese explanation / 中文解读

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Original abstract

When cast as the protector of a vulnerable user yet given no explicit capability boundary, a large language model (LLM) may respond not by acknowledging its limits but by claiming to have taken -- or to be taking -- a real-world protective action it cannot perform, such as contacting emergency services or administering care. We term this phenomenon Protective Capacity Hallucination (PCH): a self-referential misattribution in which a model, acting in a protective role, asserts physical or institutional agency exceeding its affordances as a language model. In a three-phase study spanning eight LLMs and 13{,}600 sessions, we find PCH jointly gated by situational severity and interactional format: multi-party dialogic input drives it toward ceiling in most models across ordinary service domains, whereas in intimate-partner conflict -- a domain explicitly covered by safety alignment -- it remains at floor in all eight models despite greater physical severity. We interpret PCH as the signature of a deployment-design gap between role assignment and capability-boundary specification: a by-product of partial alignment in which a universally trained pressure to help outruns a domain-selective specification of how to help. Because suppression tracks alignment coverage rather than severity, deployment-side specification of capability boundaries emerges as a general mitigation target.

Links and sources

• Official / arXiv page
• PDF from original source

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